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Wirehouses
Wells Fargo loses $161M team to Ameriprise
Advisors John Burg and Tamara Colon moved their California practice to the regional firm.
Ex-UBS broker pens 11-page confession of $4M fraud: SEC
The advisor used about $410,000 to pay back investors in Ponzi-like fashion to keep the scheme alive, the regulator says.
Raymond James hires $462M Wells Fargo team
The regional BD continues its recruiting spree, adding to the more than 400 advisors it’s already hired in the past year.
Largest head count shuffles between Morgan Stanley, LPL and Edward Jones
The firms may or may not be vying against one another, but their advisor forces are moving in different directions.
Wells Fargo office wins $543M lottery jackpot
Brokerage industry records list one of the winners works at the firm's clearing house in San Jose.
Young advisors want this benefit, but are RIAs ready to offer it?
“The industry has not done any favors to young advisors,” says independent advisor Douglas Boneparth.
$675M Well Fargo team opens high-net-worth RIA
The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.
Merrill fills empty manager seats by promoting insiders
One of the firm's two new executives is a wirehouse veteran who started her career at Merrill Lynch in 1990.
Raymond James snags $550M team from Wells Fargo
Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.
Morgan Stanley's 2019 comp plan aims to juice growth
The forthcoming changes will build on digital investments the firm has made recently, according to an executive.
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