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Regional BDs
Janney advisors managing $400M return more than decade after leaving
Three advisors who left the firm years ago are returning to the regional broker-dealer.
Raymond James nabs advisors managing over $1B from Wells Fargo
Advisor exodus from beleaguered firm shows no sign of abating in 2018
Top 25 regional advisors under 40
On Wall Street honors elite young producers at the regional BDs.
Sponsored by Investments and Wealth Institute
RBC hires two new female branch managers
The firm says it’s working to increase the number of women in leadership positions.
Stifel taps insider to fill CIO role for BD unit
Michael O’Keeffe has been with the firm since 2013, having previously worked at Merrill Lynch.
Baird to buy $2B firm with 12 advisors
The acquisition will expand the Milwaukee-based firm's presence in the Northeast.
Hilliard Lyons hires $390M team after joining the Broker Protocol
Hilliard Lyons, not traditionally known for big recruiting pushes, is expanding.
Former broker sues Edward Jones for 'systemic' racial discrimination
Ex-employee charges that African-Americans are denied opportunities at the brokerage giant in a climate of institutional discrimination.
$505M Wells Fargo team jumps to Raymond James
Wells Fargo’s advisor headcount continues to fall in the second quarter.
RBC attracts former $610M Merrill Lynch duo
Advisors say they are becoming more dissatisfied with the way wirehouses are managed.
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