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While these 20 dizzying changes will throw some for a loop, financial advisors and their clients grow more powerful each year.December 18
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Fund industry Darwinism should be seen as healthy and natural in a thriving — albeit brutal — market, an expert says.December 2
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The fact that it’s impossible to track the amount of revenue sharing kickbacks demonstrates the problem, says the research firm’s lead policy wonk.November 18
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The changes follow the firm’s recent move to cut some client fees on separately managed accounts.November 5
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With tens of thousands of certificants affiliated with giant BDs, the documents required by the new standards are making their conflicts of interest plain as day.October 31
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In a little-noticed rule change, mutual funds no longer disclose their shrinking BD commission load-sharing payments.October 16
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Since this March, almost 100 firms have settled with the regulator for approximately $173 million. Other cases are still pending.October 8
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The indexing giant’s pilot Digital Advisor will be priced at 15 basis points, but allocate client assets almost entirely in proprietary funds.September 20
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The SEC’s 564-page rule shows the new disclosure could prove time-consuming, even vexing, for firms.July 17
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An unprecedented 58 funds were closed in the six months through June, marking the industry’s worst-ever start to a year.July 3
