-
Fund industry Darwinism should be seen as healthy and natural in a thriving — albeit brutal — market, an expert says.December 2
-
The fact that it’s impossible to track the amount of revenue sharing kickbacks demonstrates the problem, says the research firm’s lead policy wonk.November 18
-
The changes follow the firm’s recent move to cut some client fees on separately managed accounts.November 5
-
With tens of thousands of certificants affiliated with giant BDs, the documents required by the new standards are making their conflicts of interest plain as day.October 31
-
In a little-noticed rule change, mutual funds no longer disclose their shrinking BD commission load-sharing payments.October 16
-
Since this March, almost 100 firms have settled with the regulator for approximately $173 million. Other cases are still pending.October 8
-
The indexing giant’s pilot Digital Advisor will be priced at 15 basis points, but allocate client assets almost entirely in proprietary funds.September 20
-
The SEC’s 564-page rule shows the new disclosure could prove time-consuming, even vexing, for firms.July 17
-
An unprecedented 58 funds were closed in the six months through June, marking the industry’s worst-ever start to a year.July 3
-
The custodial bank says it has reimbursed the affected clients with interest.July 3