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The former investment advisor, convicted of running one of the biggest Ponzi schemes ever, says he suffers from terminal kidney failure and other ailments.February 6
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Edward E. Matthes allegedly renovated his home, paid child support and bought luxury items with client money.February 4
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The IBD fired Nathan Oeming the day after his arrest near a high school by an undercover special investigations unit.January 16
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He used client funds money to pay for massages, jewelry and to shore up his wife's failing pet store.January 14
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The advisor was charged with overbilling clients by hundreds of thousand of dollars and diverting millions from the company’s payroll to his own account.January 7
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“I want to give a huge thank you to my clients” for feeding local families, Keith Springer blogged the same day the SEC filed its complaint.December 20
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Sixty-six SEC whistleblowers were awarded $387 million for a “job well done,” according to the commission's whistleblower attorney Stephen Kohn.November 11
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Although the elderly often lose the most from scams, younger clients are more likely to fall victim, according to a report.October 29
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Her hospitalized client's accounts had more than $14 million in transactions over a nine day period, according to FINRA.October 23
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He used investor money for his $6.7 million home and $3.1 million for chartering planes and personal travel, according to prosecutors.October 16
