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Cetera ups recruiting offers while adding 150 advisors
The number is behind previous years, but the firm’s new head of business development says independence is more appealing amid the coronavirus.
Wall Street return-to-work push finds COVID-19 won’t cooperate
While some industry employees are eager for the normalcy of their offices, others are more reluctant as experts predict another rise in virus cases.
By Sridhar Natarajan and Michelle F. Davis
A skeptic takes a second look at SPIAs
Could single premium immediate annuities be the answer to ultralow rates?
Allan S. Roth
$1B Merrill team goes indie for tech freedom
Choosing their own technology for clients was a big draw for the advisors, who affiliated with Kestra.
Ryan W. Neal
Nuveen CEO says staff will not return to offices until 2021
That decision was “heavily debated” and so far the company has found that its operations have fared well with remote work, Jose Minaya said at a conference.
By Michael McDonald
Point72 settles bias claims in gender discrimination case
The firm’s talent-analytics associate director had claimed the company hired fewer women than men and that she was paid less than her male counterparts.
By Chris Dolmetsch and Katherine Burton
Financial wellness: Implications and opportunities for advisors
The role of wealth management is expanding, driven by rising consumer needs and accelerated by the pandemic.
Diversity and equality
How JPMorgan, PNC, Northern Trust aim to promote more Black and Latino executives
Representation of women and minorities remains “startlingly” low.
BlackRock to double down on ESG despite new DoL proposal
The industry’s largest money manager experienced record inflows to sustainable products in the first six months of the year.
Judge quashes Credit Suisse bid to vacate advisor arbitration award
The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.
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