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Diversity and equality
Talking about race is tough. Here’s how white advisors can get better
It has taken me eight years of conscious work to be able to discuss this topic so frankly.
On notice: What SEC examiners expect from advisors despite pandemic
Overuse of “may” instead of “will” and gauzy formulations in disclosures won’t cut it despite the halt to in-person exams, an SEC official says.
Robo advisors gain new, younger clients amid market turmoil
The boost in accounts has helped compensate for withdrawals by investors who need cash.
Tax strategy scan
Estate panning tips with clients under coronavirus quarantine: Tax Strategy Scan
A revocable living trust is one way to reduce their estate taxes, however the law requires clients to sign the document in the presence of the notary.
Taking on clients’ retirement, emotions amid coronavirus-driven crisis
Seniors should focus on what they can control — such as their reaction to market volatility and their long-term savings.
Jefferies Group CFO dies from coronavirus complications
Peg Broadbent's death struck a chord on Wall Street, where thousands of traders deemed essential are still heading into work every day as the pandemic ravages New York City.
Coronavirus and the bottom line: Is wealth management ready for the worst?
Ratings agencies predict major losses for all of the largest BDs, prompting firms to reassess strategies in uncertain times.
IRS postpones deadline for gift and GST taxes due to coronavirus
The Internal Revenue Service is postponing the date for filing gift tax and generation-skipping transfer tax returns and making payments until July 15 because of the novel coronavirus pandemic.
Morgan Stanley said to win U.S. antitrust approval for E-Trade
The Justice Department’s antitrust division has signed off on the takeover without requiring any changes, according to a person familiar with the matter.
High net worth
UBS, HSBC advise top clients to buy Asia stocks amid equity rout
The rout in Asian equity markets this year has not been for the faint-hearted.
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