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A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.July 20
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Wealth management profits fell, but a steep rise in transactional business offset some of the decline.July 16
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Fixed-income trading revenue almost tripled, driving a 73% jump in total trading that surged past expectations.July 16
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One recruit left an IBD to join the wirehouse.July 9
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Billion-dollar teams are voting with their feet. Here’s where they are going.June 29
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Marylin Booker accuses the company of failing to support Black advisors and criticizes its use of mandatory arbitration to settle employee disputes.June 18
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The new additions include an advisor with five decades of experience in the business, plus his two sons.June 11
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The moves also indicate advisors are more willing to make a career change following a recruiting slowdown due to the coronavirus.May 28
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The advisors had logged seven years at their former wirehouse.May 26
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The firm's offerings will include a discount self-directed investing service, a team-based “virtual” advisory business and full-service financial advisors.May 20
