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More than 11,000 advisors have earned the education provider’s AIF designation.October 10
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New York legislators are set to reconsider a previously stalled fiduciary bill.November 7
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Commission prioritizes retail investors as OCIE issues its must-read compliance letter.February 8
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OCIE puts advisors on notice about widespread use of misleading claims and failures of disclosure.September 14
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The Office of Management and Budget concluded its review of the proposal, a key step in the administrative process, which puts a freeze on further implementing the regulation.August 29
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The department is asking the Office of Management and Budget to postpone the compliance date for 18 months for the best interest contract exemption and other aspects of the rule.August 9
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Labor Secretary Alexander Acosta may have left a little wiggle room for future revisions.May 23
