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LPL Financial
'Rubbish': Advisors, firms trade barbs over SEC's best interest rule
Clashes over the Labor Department's fiduciary rule have carried over into the debate on the SEC's proposed regulation.
Largest head count shuffles between Morgan Stanley, LPL and Edward Jones
The firms may or may not be vying against one another, but their advisor forces are moving in different directions.
In recruiting sweep, Benjamin F. Edwards lures 8 advisors from 4 rivals
Five of the regional BD's new hires come from Wells Fargo.
$415M Wells Fargo team bolts for LPL amid Broker Protocol uncertainty
The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
Advisors on the move: 49 of the biggest, most recent jumps
While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.
LPL’s Bill Morrissey to step down as firm taps replacement from UBS
The No. 1 IBD’s top recruiting executive announced his retirement after the firm disclosed some mixed recent results.
LPL fined $26M over advisors’ sales of unregistered securities
State regulators and the No. 1 IBD struck a settlement after investigators found the firm guilty of negligence and a failure to supervise.
Merrill, Oppenheimer breakaways bring advisors with $350M to LPL
A massive acquisition also helped boost the No. 1 IBD’s headcount by 833 advisors year-over-year to 15,210.
How to judge if an FIA fits a client's portfolio
The products have grown in popularity after undergoing significant changes in recent years.
Advisor's Trump tweets prompt right-wing backlash after exit from LPL
Ross Gerber says he left the firm to avoid its strict oversight of his press interviews and social media.
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