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The indexing giant’s pilot Digital Advisor will be priced at 15 basis points, but allocate client assets almost entirely in proprietary funds.5h ago
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The breakaways join 72 others who moved their practices to the firm in the second quarter.5h ago
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When the going gets stressful, the stressed can go AWOL, leaving the advisor in limbo.7h ago
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The solo practitioner is becoming an endangered species as firms concentrate on tailoring tech for mega teams.September 19
PresidentMark Elzweig Co.
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A task force will issue recommendations to shore up the disciplinary process ahead of the board's November meeting. Here’s what advisors need to know.September 19
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At 84 basis points, the average expense ratio is over 40 basis points pricier than what investors paid on average last year.September 18
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The employee and independent BD collected excess UIT commissions and failed to properly review inactive accounts, the regulator says.September 18
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The wirehouse is ballyhooing once below-the-radar hires. Now it should rejoin the Broker Protocol.September 18
CEOElite Consulting Partners
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Some advisory firms are rethinking whether absolute independence is still the best — and most cost-effective — option.September 17
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The No. 1 IBD will roll out the new option for advisors as it competes with other firms in its sector, platform providers and consolidators.September 16
